WEALTH MANAGEMENT
A HERITAGE OF SUCCESS
Tremendous acumen of global markets and their strategic inflection points across specific sectors has led to our history of exceptional success. Our clients have access to an open book of elite funds including Goldman Sachs, T Rowe Price, American, Oakmark, Fidelity, Janus, Parnassus, and Matthews, all with no transaction fees and no-loads. We also provide optional luxury investments, specializing in art, to hedge against conventional markets.
INVESTING OPTIONS
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Listed and OTC equities and ADRs
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ETFs and Closed-End Funds
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15,000+ mutual funds
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6,500+ No Transaction Fee mutual funds
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No-load mutual funds
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Load-waived mutual funds invested at NAV (front-end, back-end and dual-load shares)
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Fixed income, including bonds and CDs
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Options
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Insurance
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Precious Metals
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Art
CLEARING AND CUSTODY
Your assets are safeguarded by one of the oldest custodians in the world. Raisonné & Hammer Price has partnered with Shareholders Service Group (SSG) to handle the logistics of your trade execution and online services. SSG is aligned with Pershing LLC, a subsidiary of The Bank of New York Mellon, for securities clearing and custody. BNY Mellon is the world's largest custodian with over $27 trillion in assets under custody.
SSG holds client accounts and processes securities transactions under a fully-disclosed clearing agreement at Pershing. Since 1939, Pershing has provided brokerage execution, trade clearance, securities data processing and investment access to registered broker/dealers.
Pershing is a member of the NYSE, FINRA and SIPC and its international affiliates are members of the Frankfurt, Irish and London stock exchanges. With over six million accounts and more than $1.5 trillion in client assets, Perhsing is the largest securities clearing firm in North America.
ACCOUNT PROTECTION AND SECURITY
Shareholders Service Group (SSG) is a member of the Securities Investor Protection Corporation (SIPC), which protects securities customers of its members. Customers are afforded the benefits under the Securities Investor Protection Act of 1970. SIPC provides protection up to a $500,000 limit, of which $250,000 may be for cash balances.
In addition to the SIPC protection, SSG provides its brokerage customers with excess of SIPC coverage from Lloyd's of London. This additional coverage only becomes available in the event that SIPC coverage is depleted. Total aggregate additional coverage protection available through Lloyd's of London is $1 billion. This is the maximum additional coverage protection available in the brokerage industry. Within the $1 billion in aggregate excess of SIPC protection, there is no per account dollar limit on coverage of securities. There is a per account limit of $1.9 million on coverage of cash.
Neither SIPC, nor excess of SIPC coverage protects against the decline in the market value of securities or losses incurred while broker dealer remains in business. SSG uses the clearing and custody services of Pershing, which provides brokerage clearing and asset custody services to firms collectively totaling more than $1 trillion in client assets.